Corporate client onboarding

Phase A - Client Onboarding

 

Prediction is under the obligation to verify the identity of all account holders as well as all beneficial owners of a company. The identity of an individual is verified by means of a government-issued identity document (“ID”) and proof of residency (“POR”) for that individual.

 

1. ID

A valid government-issued photo ID that it is not expired, the photo clearly displays the individual in question, the signature is present and readable and the full name and birthdate is present. This is required for each shareholder owning 25% or more of the shares of the company as well for all authorized signatories and directors. This can be provided by providing either of the following documents:

- Passport

- National ID card (including a picture)

- Driver’s license

 

We can only accept certifications that were carried out by a qualified certifier such as lawyers, notaries, licensed financial intermediaries, asset managers, banks or public institutions issuing such certifications. The certification should state that it is a true copy of the original and has to be written in Latin letters. You can use our certification template: Certification template for ID

Two examples of valid certified copies of ID: Certified ID - Example 1 / Certified ID - Example 2.

Send the certified copy of ID with wet signature via regular mail to our postal address: 

Prediction GmbH, Freiestrasse 34, 8800 Thalwil, Switzerland.

 

2. POR

A document confirming the address of the individual(s) in question. This is required for each shareholder owning 25% or more of the shares of the company as well for all authorized signatories and directors. This can be provided by either of the following documents issued within the past three months:

- Utility bill (e.g. gas, water, electricity, landline phone, internet or cable TV connections)

- Bank statement

 

3. Evidence of Beneficial Ownership (non-operating legal entities and partnerships)

A document confirming the beneficial ownership of non-operating legal entities and partnerships and form A. Download:  Form A.

If you are the beneficial owner of the funds fill in the form as follows (tick the first box):  Form A - Example.

If not specify who the actual beneficial owner is (tick the second box and fill in the following section).

 

4. Evidence of Controlling Person (operating legal entities and partnerships)

A document confirming the controlling person of operating legal entities and partnerships both not listed on the stock exchange and form K. Download:  Form K. This is required for each shareholder owning 25% or more of the shares of the company.

 

5. Client’s Investor Profile (CIP)

In order to be classified as an experienced investor, Prediction GmbH must be satisfied on reasonable grounds that you have sufficient experience in using financial services and investing in financial products. It is essential that we have a common understanding of your attitudes towards investment risk and your primary investment objectives for your account(s) with Prediction GmbH. Download: CIP.

 

6. Required Corporate Documents:

a) Copy of certificate of incorporation, or entry in commercial register (certified for offshore corporations)

b) Copy of articles and memorandum of association, or equivalent document (certified for offshore corporations)

c) Certificate of good standing/incumbency (certified for offshore corporations)

d) Evidence of appointment of current directors

e) Evidence of the company’s current address (POR)

 

7. Download and read:

Special Risks in Securities Trading

Data Protection Policy for Clients

 

 

Phase B - Client Onboarding

 

1. Account opening with a broker

The account opening with one of our supported brokers can be done in parallel to phase A. Once the account number is available please send it to us together with the amount, currency, strategy and risk setup (MAM/PAMM) you would like to invest in, so that we can prepare the asset management agreement and LPOA. To open a broker account please go to (one application per broker): Invest > Go to investment options > Open investor account.

 

2. Signing of contracts (asset management agreement, POA/LPOA etc.)

After receiving all required agreements your trading account(s) will be linked to our trading strategies (MAMs/PAMMs). We will assist in filling in and signing the AM agreement and LPOA.

 

‚ÄčPost certified copies to: Prediction GmbH, Freiestrasse 34, 8800 Thalwil, Switzerland

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FX and CFDs trading are high-risk investments. FX and CFDs are leveraged products that can result in losses exceeding your initial deposit. Trading FX and CFDs on margin carries a high level of risk, and may not be suitable for all individuals. The high degree of leverage offered can work against you as well as for you. This is not a solicitation to invest and you should carefully consider your financial situation as to the suitability to your situation prior to making any investment or entering into any transaction. You should make yourself aware of all the risks associated with FX and CFDs trading and seek advice from an independent financial advisor if you have any questions or concerns. Past performance is not indicative of future results, returns may vary according to market conditions. Trading FX and CFDs is speculative and may involve the loss of principal; therefore, funds placed under management should be risk capital funds that if lost will not significantly affect one's personal financial well-being. No representation is being made that participating in a managed forex account will necessarily lead to profit. Investors may incur a series of consecutive losses and substantial equity drawdowns that can deplete their funds before the occurrence of any meaningful profit accumulation.